Instruction specifications - Xact via SWIFT and Xact File Transfer - Australia
In the following tables, M=Mandatory; O=Optional; C=Conditional;
Seq=SWIFT Message (sub)sequence.
Unlisted debt securities
| MT540 | Receive Free | Seq | ||
| M | :98a: | :TRAD | //Trade date/time | B |
| O | :90a: | :DEAL | //Deal price | |
| M | :95P: | :PSET | //ACLRAU2S[XXX] | E1 |
| M | :95P: | :DEAG | //Counterparty’s BIC a | |
| C | :95P: | :SELL | //Ordering party’s BIC, if different from DEAG a,b | |
| C | :97A: | :SAFE | //Ordering party’s account b | |
MT541 | Receive Against Payment | Seq | ||
| M | :98a: | :TRAD | //Trade date/time | B |
| O | :90a: | :DEAL | //Deal price | |
| M | :95P: | :PSET | //ACLRAU2S[XXX] | E1 |
| M | :95P: | :DEAG | //Counterparty’s BIC a | |
| C | :95P: | :SELL | //Ordering party’s BIC, if different from DEAG a,b | |
| C | :97A: | :SAFE | //Ordering party’s account b | |
MT542 | Deliver Free | Seq | ||
| M | :98a: | :TRAD | //Trade date/time | B |
| O | :90a: | :DEAL | //Deal price | |
| M | :95P: | :PSET | //ACLRAU2S[XXX] | E1 |
| M | :95P: | :REAG | //Counterparty’s BIC a | |
| C | :95P: | :BUYR | //Beneficiary’s BIC, if different from REAG a,b | |
| C | :97A: | :SAFE | //Beneficiary’s account b | |
MT543 | Deliver Against Payment | Seq | ||
| M | :98a: | :TRAD | //Trade date/time | B |
| O | :90a: | :DEAL | //Deal price | |
| M | :95P: | :PSET | //ACLRAU2S[XXX] | E1 |
| M | :95P: | :REAG | //Counterparty’s BIC a | |
| C | :95P: | :BUYR | //Beneficiary’s BIC, if different from REAG a,b | |
| C | :97A: | :SAFE | //Beneficiary’s account b | |
------------------------------------------
a. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, the :95Q: Name and Address field can be used instead in each case. If the appropriate BIC does exist but is not provided, STP cannot be guaranteed and there is a risk of incurring potential charges.
b. For Global Bond transactions with a DTC counterparty, these fields are mandatory. The Seller/Buyer must identify the DTC counterparty’s BIC and the account must be the DTC account of the ordering party/beneficiary. Otherwise, these fields are optional.
Equity-related instruments and listed debt securities
| MT540 | Receive Free | Seq | ||
| M | :98a: | :TRAD | //Trade date/time | B |
| O | :90a: | :DEAL | //Deal price | |
| M | :22F: | :SETR | //xxxx a | E |
| M | :95P: | :PSET | //CAETAU21[XXX] | E1 |
| M | :95P: | :DEAG | //Counterparty’s BIC b | |
| O | :95P: | :SELL | //Ordering party’s BIC, if different from DEAG b | |
| O | :97A: | :SAFE | //Ordering party’s account | |
MT541 | Receive Against Payment | Seq | ||
| M | :98a: | :TRAD | //Trade date/time | B |
| O | :90a: | :DEAL | //Deal price | |
| M | :22F: | :SETR | // xxxx a | E |
| M | :95P: | :PSET | //CAETAU21[XXX] | E1 |
| M | :95P: | :DEAG | //Counterparty’s BIC b | |
| O | :95P: | :SELL | //Ordering party’s BIC, if different from DEAG b | |
| O | :97A: | :SAFE | //Ordering party’s account | |
MT542 | Deliver Free | Seq | ||
| M | :98a: | :TRAD | //Trade date/time | B |
| O | :90a: | :DEAL | //Deal price | |
| M | :22F: | :SETR | // xxxx a | E |
| M | :95P: | :PSET | //CAETAU21[XXX] | E1 |
| M | :95P: | :REAG | //Counterparty’s BI C b,c | |
| O | :95P: | :BUYR | //Beneficiary’s BIC, if different from REAG b,c | |
| O | :97A: | :SAFE | //Beneficiary’s account | |
MT543 | Deliver Against Payment | Seq | ||
| M | :98a: | :TRAD | //Trade date/time | B |
| O | :90a: | :DEAL | //Deal price | |
| M | :22F: | :SETR | //xxxx a | E |
| M | :95P: | :PSET | //CAETAU21[XXX] | E1 |
| M | :95P: | :REAG | //Counterparty’s BIC b | |
| O | :95P: | :BUYR | //Beneficiary’s BIC, if different from REAG b | |
| O | :97A: | :SAFE | //Beneficiary’s account | |
------------------------------------------
a. Please see Securities loans in CHESS.
b. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, the :95Q: Name and Address field can be used instead in each case. If the appropriate BIC does exist but is not provided, STP cannot be guaranteed and there is a risk of incurring potential charges.
c. Special requirements apply to physical and issuer-sponsored withdrawals (see Physical and issuer-sponsored withdrawals of Australian shares).