Settlement Discipline Regime (SDR): Account Owner Reference in MT537 PENA - Update

03.10.2022

Note: This announcement, originally published on 19 May 2022 and updated on 7 June 2022, has been further updated to inform customers that the deployment date of the change described has been confirmed. The change will be implemented with the November Release 2022 to give customers sufficient time to adapt accordingly. Changes have been highlighted.

Clearstream Banking1 informs customers that effective

21 November 2022

Clearstream Banking will overwrite the “NONREF” value provided in field :20C::Account Owner Reference (ACOW) in Sequence D1a1B of the MT537 PENA, if a more accurate reference can be provided instead.

Overwritten by the Deal Reference (TRRF)

If the ACOW is set to “NONREF”, and a Deal Reference (TRRF) is available at instruction level, then the field :20C::ACOW in Sequence D1a1B of the MT537 PENA will include the TRRF reference instead of “NONREF”.

MT548

MT537 PENA

As is

To be

:16R:LINK
:20C::RELA//NONREF
:16S:LINK
:16R:LINK
:20C::TRRF//KP12340100005020
:16S:LINK
:16R:LINK
:20C::MITI//2203112344592282
:16S:LINK
:16R:LINK
:13B::LINK/DAKV/DAKVDEFFXXX
:20C::PCTI//C23H0123494D15D
:16S:LINK

:16R:RELTRAN
:20C::PCTI//C23H0123494D15D
:20C::ACOW//NONREF
:20C::ASRF//P00000AABG4123FL
:20C::MITI//2203112344592282

[…]

:16R:RELTRAN
:20C::PCTI//C23H0123494D15D
:20C::ACOW//KP12340100005020
:20C::ASRF//P00000AABG4123FL
:20C::MITI//2203112344592282

[…]

Overwritten by the Triparty Agent’s Collateral Instruction Reference (TRCI)

This rule may only apply when there is no TRRF available at instruction level.

If the ACOW is set to “NONREF”, and a Triparty Agent’s Collateral Instruction Reference (TRCI) is available at instruction level, then the field :20C::ACOW in Sequence D1a1B of the MT537 PENA will include the TRCI reference, instead of “NONREF”.

MT548

MT537 PENA

As is

To be

:16R:LINK
:20C::RELA//NONREF
:16S:LINK
:16R:LINK
:20C::CLCI//AUTO
:16S:LINK
:16R:LINK
:20C::TCTR//693123
:16S:LINK
:16R:LINK
:20C::CLTR//000540
:16S:LINK
:16R:LINK
:20C::TRCI//100123045
:16S:LINK

:16R:RELTRAN
:20C::ACOW//NONREF
:20C::ASRF//P00000BB-CG1234FL


:16R:RELTRAN
:20C::ACOW//100123045
:20C::ASRF//P00000BB-CG1234FL


This new behaviour is especially relevant for penalties on Triparty Collateral Management services.

Overwritten by the Sender’s Message Reference (SEME)

If the ACOW is set to “NONREF”, and there is no TRRF, and no TRCI available at instruction level, then the field :20C::ACOW in Sequence D1a1B of the MT537 PENA will include the Sender’s Message Reference (SEME) of the relevant MT548, instead of “NONREF”.

MT548

MT537 PENA

As is

To be

:16R:GENL
:20C::SEME//AB12345
:23G:INST
:98C::PREP//20220201204318
:16R:LINK
:20C::RELA//NONREF
:16S:LINK
:16R:LINK
:20C::COMM//85AABCB85492B1A9
:16S:LINK
:16R:LINK
:20C::CORP//AC12345672
:16S:LINK
:16R:LINK
:20C::PCTI//CSTDY00012345259
:16S:LINK

:16R:RELTRAN
:20C::COMM//85AABCB85492B1A9
:20C::CORP//AC12345672
:20C::PCTI//CSTDY00012345259
:20C::ACOW//NONREF
:20C::ASRF//P00000BBCD1234FL

[…]

:16R:RELTRAN
:20C::COMM//85AABCB85492B1A9
:20C::CORP//AC12345672
:20C::PCTI//CSTDY00012345259
:20C::ACOW//AB12345
:20C::ASRF//P00000BBCD1234FL


This new behaviour is especially relevant for penalties on market claims and transformations.

Further information

For further information, customers may contact Clearstream Banking Client Services or their Relationship Officer.

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1. Clearstream Banking refers collectively to Clearstream Banking S.A., registered office at 42, avenue John F. Kennedy, L-1855 Luxembourg, and registered with the Luxembourg Trade and Companies Register under number B-9248, and Clearstream Banking AG, registered office at 61, Mergenthalerallee, 65760 Eschborn, Germany and registered in Register B of the Amtsgericht Frankfurt am Main, Germany under number HRB 7500.