Market Specifications – Investment Funds – Sweden

17.03.2022

Nominee agreements

A signed agreement between CBL (the nominee) and the fund management company (the fund manager) is required prior to the subscription of the securities of the investment funds managed by the fund manager concerned. A list of the Swedish fund managers where CBL has existing nominee agreements can be found in the attachment section below, which will be visible if logged in as a Premium User.

Customers are responsible for ensuring compliance with the Market Specifications, where applicable, and agree to indemnify and hold harmless, CBL, for any loss, expense, liability, damage or claims, whether direct or indirect, against or incurred by CBL arising out of or resulting from such non-compliance.

Disclaimer

The information contained in the Market Specifications is based on the market practice that CBL was made aware of from different sources and the executed nominee agreements. This is not intended to be a comprehensive guide of all local market practices, and CBL disclaims any responsibility as to the accuracy and completeness of the information. In the case of discrepancy between the information provided by CBL and the local laws and regulations, the latter shall prevail. The Market Specifications do not constitute legal advice and customers should seek advice from independent professional counsel.

Customers are responsible for ensuring compliance with the Market Specifications, where applicable, and agree to indemnify and hold harmless, CBL, for any loss, expense, liability, damage or claims, whether direct or indirect, against or incurred by CBL arising out of or resulting from such non-compliance.