Instruction specifications - SWIFT ISO 20022 DCP mode - CBF - Estonia, Latvia, Lithuania (Nasdaq CSD)

02.12.2019

In the following tables M=Mandatory; O=Optional.

sese.023 (Securities Settlement Transaction Instruction) DELI with FREE

O

Common trade reference - <Cmonld>

COMMa

M

Trade date - <TradDt>

Trade Date

O

Cum/Ex indicator - <TradTxCond/Cd>

CCPN or XCPNb

O

Opt-out Iso indicator - <SttlmTxCond/Cd>

NOMCb

O

Partial Settlement indicator - <PrtlSttlmInd>

COEX/PARQ or COEX/PARCc

M

Receiving depository BIC - <Dpstry/Id/AnyBIC>

LCDELV22XXX

M

Debit account - <QtyAndAcctDtlsSfkpgAcct>

4-digit account master or 7-digit account in CASCADE

M

Receiving P1 - <AnyBIC>

Nasdaq CSD participant T2S Party BIC11

O

Receiving P2 – <AnyBIC>

BIC11 of final beneficiary

or



O

 BUYER P2 – DSS
<Prtryld>
<Issr>DSS</Issr>

Party 2 DSS

Note: Common Trade reference, Opt-out and Ex-trd indicators, P1-BIC11, P1-SAC, P2-BIC11 and P2-SAC will be forwarded as matching relevant information to T2S.

sese.023 (Securities Settlement Transaction Instruction) DELId with APMT and CRDT

O

Common trade reference - <Cmonld>

COMMa

M

Trade date - <TradDt>

Trade Date

O

Cum/Ex indicator - <TradTxCond/Cd>

CCPN or XCPNb

O

Opt-out Iso indicator - <SttlmTxCond/Cd>

NOMCb

O

Partial Settlement indicator - <PrtlSttlmInd>

COEX/PARQ or COEX/PARCc

M

Receiving depository BIC - <Dpstry/Id/AnyBIC>

LCDELV22XXX

M

Debit account -
<QtyAndAcctDtlsSfkpgAcct>

4-digit account master or 7-digit account in CASCADE

M

Receiving P1 - <AnyBIC>

Nasdaq CSD participant T2S Party BIC11

O

Receiving P2 – <AnyBIC>

BIC11 of final beneficiary

or



O

 BUYER P2 – DSS
<Prtryld>
<Issr>DSS</Issr>

Party 2 DSS

M

Settlement amount - <SttlmAM\AM>

Cash amount (in EUR) e

Note: Common Trade reference, Opt-out and Ex-trd indicators, P1-BIC11, P1-SAC, P2-BIC11 and P2-SAC will be forwarded as matching relevant information to T2S.

sese.023 (Securities Settlement Transaction Instruction) RECE with FREE

O

Common trade reference - <Cmonld>

COMMa

M

Trade date - <TradDt>

Trade Date

O

Cum/Ex indicator - <TradTxCond/Cd>

CCPN or XCPNb

O

Opt-out Iso indicator - <SttlmTxCond/Cd>

NOMCb

O

Partial Settlement indicator - <PrtlSttlmInd>

COEX/PARQ or COEX/PARCc

M

Delivering depository BIC - <Dpstry/Id/AnyBIC>

LCDELV22XXX

M

Credit account - <QtyAndAcctDtls
SfkpgAcct>

4-digit account master or 7-digit account in CASCADE

M

Delivering P1 - <AnyBIC>

Nasdaq CSD participant T2S Party BIC11

O

Delivering P2 – <AnyBIC>

BIC11 of final beneficiary

or



O

 SELLER P2 – DSS
<Prtryld>
<Issr>DSS</Issr>

Party 2 DSS

Note: Common Trade reference, Opt-out and Ex-trd indicators, P1-BIC11, P1-SAC, P2-BIC11 and P2-SAC will be forwarded as matching relevant information to T2S.

sese.023 (Securities Settlement Transaction Instruction) RECEd with APMT and CRDT

O

Common trade reference - <Cmonld>

COMMa

M

Trade date - <TradDt>

Trade Date

O

Cum/Ex indicator - <TradTxCond/Cd>

CCPN or XCPNb

O

Opt-out Iso indicator - <SttlmTxCond/Cd>

NOMCb

O

Partial Settlement indicator - <PrtlSttlmInd>

COEX/PARQ or COEX/PARCc

M

Delivering depository BIC - <Dpstry/Id/AnyBIC>

LCDELV22XXX

M

Credit account - <QtyAndAcctDtls
SfkpgAcct>

4-digit account master or 7-digit account in CASCADE

M

Delivering P1 - <AnyBIC>

Nasdaq CSD participant T2S Party BIC11

O

Delivering P2 – <AnyBIC>

BIC11 of final beneficiary

or



O

 SELLER P2 – DSS
<Prtryld>
<Issr>DSS</Issr>

Party 2 DSS

M

Settlement amount - <SttlmAM\AM>

Cash amount (in EUR)

Note: Common Trade reference, Opt-out and Ex-trd indicators, P1-BIC11, P1-SAC, P2-BIC11 and P2-SAC will be forwarded as matching relevant information to T2S.

a. Optional Matching field.

b. Additional Matching field.

c. Only to be provided in order to prevent Partial Settlement.

d. The cash delivering party instructs a securities delivery (PFoD RECE) with the securities nominal amount zero.