Operational Information
Tax Forms to use - U.S.A. - CEU
Tax | USA
Reference
Service level
CEU Legacy
Last Updated
20.03.2026
The attached forms are for use in relation to U.S. tax procedures via Clearstream Europe AG.
NQI clients wishing to apply for an omnibus structure and holding securities on behalf of multiple underlying recipients: please contact your Relationship Officer.
External Links
pdf
One-Time Certificate – U.S. Financial Institution
20.03.2026
pdf
One-Time Certificate – FATCA compliant FFI / Exempted beneficial owner own account
30.01.2026
pdf
One-Time Certificate – FFI – QIA: Qualified Intermediary assuming primary Non-Resident Alien (NRA) withholding responsibility and 1099 reporting and backup withholding responsibility
20.03.2026
pdf
One-Time Certificate – FFI – QIB: Omnibus account for both FATCA non-compliant and compliant recipients being non-U.S. beneficial owners, U.S. exempt recipients and U.S. specified persons in a U.S. payee pool
20.03.2026
pdf
One-Time Certificate – FFI – NQI: Segregated Account for FATCA non-compliant recipients or FATCA compliant recipients being non-U.S. beneficial owners, U.S. exempt recipients or U.S. specified persons in a U.S. Payee Pool
20.03.2026
pdf
One-Time Certificate – FFI – NQI: Omnibus Account for exclusively FATCA non-compliant recipients and/or FATCA compliant recipients being non-U.S. beneficial owners, U.S. exempt recipients and U.S. specified persons in a U.S. payee pool
20.03.2026
pdf
One-Time Certificate – FFI – QIC: Omnibus Account for exclusively FATCA non-compliant recipients and/or FATCA compliant recipients being non-U.S. beneficial owners, U.S. exempt recipients and U.S. specified persons in a U.S. payee pool
20.03.2026
xlsx
1042-s reconciliation file – For Clearstream Europe AG’s upstream agents
26.09.2025
pdf
Client Waiver Clause Letter
01.10.2025
zip
U.S. Taxable Securities
02.02.2026
pdf
Withholding Statement for events subject to IRC Section 302
26.09.2025