Instruction specifications - Xact Web Portal CBL and CEU

In the following tables, M=Mandatory; O=Optional; C=Conditional.

Unlisted debt securities

	Receive Free
M	Trade date
O	Deal price
M	Depository Format	BIC
	Depository Identifier	ACLRAU2SXXX
	Delivering settlement parties
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
C	Party 2 Format	BIC ^a
	Party 2 Identifier	ordering party’s BIC ^a,b
C	Party 2 Safekeeping account	ordering party’s account ^b
	Receive Against Payment
M	Trade date
O	Deal price
M	Depository Format	BIC
	Depository Identifier	ACLRAU2SXXX
	Delivering settlement parties
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
C	Party 2 Format	BIC ^a
	Party 2 Identifier	ordering party’s BIC ^a,b
C	Party 2 Safekeeping account	ordering party’s account ^b
	Deliver Free
M	Trade date
O	Deal price
M	Depository Format	BIC
	Depository Identifier	ACLRAU2SXXX
	Receiving settlement parties
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
C	Party 2 Format	BIC ^a
	Party 2 Identifier	beneficiary’s BIC ^a,b
C	Party 2 Safekeeping account	beneficiary’s account ^b
	Deliver Against Payment
M	Trade date
O	Deal price
M	Depository Format	BIC
	Depository Identifier	ACLRAU2SXXX
	Receiving settlement parties
M	Party 1 Format	BIC ^a
	Party 1 Identifier	counterparty’s BIC ^a
C	Party 2 Format	BIC ^a
	Party 2 Identifier	beneficiary’s BIC ^a,b
C	Party 2 Safekeeping account	beneficiary’s account ^b

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a. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, the Name option can be used instead in each case. If the appropriate BIC does exist but is not provided, STP cannot be guaranteed and there is a risk of incurring potential charges..
b. For Global Bond transactions with a DTC counterparty, these fields are mandatory. The Seller/Buyer must identify the DTC counterparty’s BIC and the account must be the DTC account of the ordering party/beneficiary. Otherwise, these fields are optional.

Equity-related instruments and listed debt securities

	Receive Free
C	Common ID	Common trade reference ^a
M	Trade date
O	Deal price
M	Sec. transaction type	^b
M	Depository Format	BIC
	Depository Identifier	CAETAU21XXX
	Delivering settlement parties
M	Party 1 Format	BIC ^c
	Party 1 Identifier	counterparty’s BIC ^c
O	Party 2 Format	BIC ^c
	Party 2 Identifier	ordering party’s BIC ^c
O	Party 2 Safekeeping account	ordering party’s account ^b
	Receive Against Payment
C	Common ID	Common trade reference ^a
M	Trade date
O	Deal price
M	Sec. transaction type	^b
M	Depository Format	BIC
	Depository Identifier	CAETAU21XXX
	Delivering settlement parties
M	Party 1 Format	BIC ^c
	Party 1 Identifier	counterparty’s BIC ^c
O	Party 2 Format	BIC ^c
	Party 2 Identifier	ordering party’s BIC ^b
O	Party 2 Safekeeping account	ordering party’s account ^c
	Deliver Free
C	Common ID	Common trade reference ^a
M	Trade date
O	Deal price
M	Sec. transaction type	^b
	Depository Format	CAETAU21XXX
	Receiving settlement parties
M	Party 1 Format	BIC ^{c, d}
	Party 1 Identifier	counterparty’s BIC ^c
O	Party 2 Format	BIC ^{c, d}
	Party 2 Identifier	beneficiary’s BIC^c
O	Party 2 Safekeeping account	beneficiary’s account ^c
	Deliver Against Payment
C	Common ID	Common trade reference ^a
M	Trade date
O	Deal price
M	Sec. transaction type	^b
	Depository Format	CAETAU21XXX
	Receiving settlement parties
M	Party 1 Format	BIC ^c
	Party 1 Identifier	counterparty’s BIC ^c
O	Party 2 Format	BIC ^c
	Party 2 Identifier	beneficiary’s BIC ^c
O	Party 2 Safekeeping account	beneficiary’s account ^c

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a. The Common Trade Reference serves as an additional matching criterion for settlements in CHESS. If one party includes this field, both parties must populate it with the identical value; otherwise, the settlement instruction will fail to match.
b. Please see Securities loans in CHESS.
c. If no BIC exists for the Delivering/Receiving Agent or for the Seller/Buyer, the Name option can be used instead in each case. If the appropriate BIC does exist but is not provided, STP cannot be guaranteed and there is a risk of incurring potential charges.
d. Special requirements apply to physical and issuer-sponsored withdrawals (see Physical and issuer-sponsored withdrawals of Australian shares).

Instruction specifications - Xact Web Portal CBL and CEU - Australia

Unlisted debt securities

Equity-related instruments and listed debt securities